Nex Systems
Type not stated

John Hoyt Williams Jr.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/28/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEFTANCE, WAIVER AND CONSENT NO. 2013037675101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Hoyt Williams, Jr., Respondent General Securities Representative CRD No. 2410231 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John Hoyt Williams, Jr. ("Williams"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2013037675101data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.