John Lawrence Davis

08/06/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOHN LAWRENCE DAVIS (CRD No. 3028243), Respondent. Expedited Proceeding No. ARB240008 Star No. 20240817517 Hearing Officer–MC EXPEDITED DECISION August 6, 2024 Respondent failed to pay an industry-related arbitration award. At a hearing, he did not establish that he had a bona fide inability to pay or make a meaningful payment toward the award. Consequently, he is suspended from associating with any FINRA member in any capacity. Appearances For the Complainant: Loyd Gattis, Esq., and Jennifer Crawford, Esq., Department of Enforcement, Financial Industry Regulatory Authority For the Respondent: Pro se DECISION I. Introduction Respondent John Lawrence Davis did not pay a FINRA arbitration award entered against him in favor of his former employer, SunTrust Investment Services, Inc. Accordingly, FINRA sent Davis a notice of suspension pursuant to FINRA Rule 9554 informing him that he would be suspended fr

Reference ARB240008data-portal.finra.orgfinra.org