Nex Systems
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JOHN LESLIE WHITE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/28/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090168768 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Leslie White, Respondent Investment Company & Variable Contracts Products Representative Corporate Securities Representative CRD No. 1743420 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent John Leslie White submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2009016876801finra.orgdata-portal.finra.org

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