Nex Systems
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JOHN LUCAS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/23/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013036890201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Lucas, Respondent General Securities Representative CRD No. 313853 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, John Lucas ("Respondent" or "Lucase"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2013036890201data-portal.finra.orgfinra.org

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