Nex Systems
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JOHN M. CAMPBELL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/04/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008011565202 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John M. Campbell, Respondent General Securities Principal, General Securities Representative, Municipal Securities Principal and Registered Options Principal [CRD No. 1557202] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John M. Campbell, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2008011565202data-portal.finra.orgfinra.org

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