Nex Systems
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John Matthew Izzo

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/30/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072190201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Matthew Izzo (Respondent) Former Investment Company and Variable Contracts Representative CRD No. 6339734 Pursuant to FINRA Rule 9216, Respondent John Matthew Izzo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below

    Reference 2021072190201data-portal.finra.orgfinra.org

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