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JOHN MEO JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/11/2015: FTNANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013037987101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Meo, Jr., Respondent CRD No. 1415094 Katherine Praydick-Meo, Respondent CRD No. 1866321 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, respondents John Meo, Jr. and Katherine Praydick-Meo ("Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2013037987101data-portal.finra.orgfinra.org

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