Nex Systems
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JOHN MICHAEL LEONARD

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/29/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009020217101 To: Department of Enforcement FINRA Re: John Michael Leonard General Securities Representative (CRD No. 3254243) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John Michael Leonard, submit this Letter of Acceptance, Waiver and Consent (AWC)

    Reference 2009020217101data-portal.finra.orgfinra.org

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