Nex Systems
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JOHN STEVEN JACKSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/15/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013039600501 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: John Steven Jackson, Respondent General Securities Representative CRD No. 5086164 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John Steven Jackson, submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2013039600501data-portal.finra.orgfinra.org

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