Nex Systems
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John Stuart Crain

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/06/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057708301 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: John Stuart Crain, Respondent General Securities Representative CRD No. 2748785 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, John Stuart Crain (“Crain”) or “Respondent”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2018057708301data-portal.finra.orgfinra.org

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