Nex Systems
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JOHN STUART KUHN SR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/24/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110264559 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Stuart Kuhn, Sr. (CRD No. 2849186) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John Stuart Kuhn, Sr. ("Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2011026455901data-portal.finra.orgfinra.org

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