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JOHN T. ISKANDER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/05/2008: FINRA LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070094611 TO: Department of Enforcement FINRA RE: John T. Iskander Registered Employee CRD No. 3203895 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, John T. Iskander ("Iskander") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Iskander

    Reference 2007009461101finra.orgdata-portal.finra.org

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