Nex Systems
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John W. DuRant III

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/30/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013039263101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John W. DuRant, III, Respondent Investment Company and Variable Contracts Products Representative [CRD No. 1546234] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John W. DuRant, III, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2013039263101data-portal.finra.orgfinra.org

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