Nex Systems
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JON ROBERT HICKMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/14/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011030501201 TO: Department of Enforcement Financial lndustry Regulatory Authority ("FINRA") RE: Jon Robert Hickman, Respondent General Securities Representative, General Securities Principal, Research Analyst, and Research Principal (CRD No. 4644088) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jon Robert Hickman ("Respondent" or "Hickman") submit this Letter of Acceptance, Waiver and Consent ("AWC") for

    Reference 2011030501201finra.orgdata-portal.finra.org

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