Nex Systems
Type not stated

JON TIMOTHY VANSLOOTEN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/22/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048946201 TO: Depamnent of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jon Timothy VanSlooten, Respondent General Securities Representative CRD No. 2011865 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jon Timothy VanSlooten ("VanSlooten"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2016048946201data-portal.finra.orgfinra.org

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