Nex Systems
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JONATHAN DAVIDSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/23/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009021029610 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jonathan Davidson, Respondent Investment Company/Variable Contract Products Representative CRD No. 5480371 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jonathan Davidson ("Davidson"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2009021029610data-portal.finra.orgfinra.org

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