JONATHAN E. KRUSE SR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/10/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005001626001 TO: Department of Enforcement NASD RE: Jonathan E. Kruse, Sr., Respondent Investment Company / Variable Contracts Representative CRD No. 862563 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted
Reference 2005001626001data-portal.finra.orgfinra.org
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