Nex Systems
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JONATHAN GELLIS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/21/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080160618 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jonathan Gellis, Respondent General Securities Representative, General Securities Principal, Equity Trader Limited Representative CRD No. 2329313 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jonathan Gellis ("Gellis"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2008016061802data-portal.finra.orgfinra.org

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