Nex Systems
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Jonathan Gerald Schnell

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/18/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057786401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jonathan Gerald Schnell, Respondent General Securities Representative, CRD No. 2821933 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Jonathan Gerald Schnell ("Schnell" or "Respondent" submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2018057786401data-portal.finra.orgfinra.org

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