Nex Systems
Type not stated

JONATHAN J. SHEINKOP

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/03/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. Thomas J. Brough (CRD No. 2403390), Kevin M. Browne (CRD No. 1725031), Eric R. Elliot (CRD No. 1418906), Brian J. Falabella (CRD No. 4177162), Robert N. Gest, Jr. (CRD No. 1314166), and Jonathan J. Sheinkop (CRD No. 2812671), Respondents. Disciplinary Proceeding No. 2007011348301 Hearing Officer - Rochelle S. Hall ORDER ACCEPTING OFFER OF SETTLEMENT

    Reference 2007011348301data-portal.finra.orgfinra.org

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