Nex Systems
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Jonathan Layne Heise

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/04/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050818701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jonathan Layne Heise, Respondent General Securities Representative CRD No. 5911913 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Jonathan Layne Heise (“Heise” or “Respondent”) submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged

    Reference 2016050818701data-portal.finra.orgfinra.org

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