JUNHUA LIAO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/14/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018818901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: GlobaLink Securities, Inc., Respondent Member Firm CRD No. 29721 Junhua (Michael) Liao, Respondent General Securities Representative General Securities Principal Registered Options Principal Options Registered Representative CRD No. 4278425 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents GlobaLink
Reference 2009018818901data-portal.finra.orgfinra.org
Other names1
Also known as1
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