Li Kopp
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/08/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015308001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Li Kopp ((also known as "Sabrina Kopp," "Li Guo," and "Sabrina Guo"), ("Kopp" or Respondent") CRD No. (5096198) Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose
Reference 2008015308001finra.orgdata-portal.finra.org
Other names3
Also known as3
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