MIDAMERICA FINANCIAL SERVICES INC.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/05/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014039194101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: MidAmerica Financial Services, Inc. (''MFS"), Respondent Registered broker-dealer CRD No. 47351 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, MFS submits this Letter of Acceptance, Waiver, and Consent (''AWC") for the purpose of proposing a settlement of the alleged
Reference 2014039194101data-portal.finra.orgfinra.org
Other names1
Also known as1
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