Peter Chris Marketos
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/18/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049840101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Peter Chris Marketos ("Marketos" or "Respondent") Former General Securities Representative CRD No. 1997184 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of
Reference 2016049840101data-portal.finra.orgfinra.org
Other names1
Also known as1
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