Pickering Energy Partners Inc.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/04/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007453101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Pickering Energy Partners, Inc., n/k/a Tudor, Pickering & Co. Securities, Inc. CRD No. 129772 Pursuant to NASD Rule 9216 of FINRA Code of Procedure, Pickering Energy Partners, Inc., n/k/a Tudor, Pickering & Co. Securities, Inc. (Pickering or Respondent) submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose
Reference 2007007453101data-portal.finra.orgfinra.org
Other names1
Also known as1
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