Nex Systems
Type not stated

Primex Prime Electronic Execution Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/01/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. WILFREDO FELIX (CRD No. 2693672) and PRIMEX PRIME ELECTRONIC EXECUTION, INC. d/b/a PRIMEX (CRD No. 29394), Respondents. Disciplinary Proceeding No. 2018058286901 Hearing Officer—MJD EXTENDED HEARING PANEL DECISION July 1, 2020 Respondent Wilfredo Felix is barred in all capacities for failing to provide a personal tax-related document during the investigation of this matter. Felix and Primex made and preserved inaccurate

    07/01/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Wilfredo Felix (CRD No. 2693672) and Primex Prime Electronic Execution, Inc. d/b/a Primex (CRD No. 29394) Respondents. Disciplinary Proceeding No. 2018058286901 Hearing Officer: COMPLAINT The Department of Enforcement ("Enforcement") alleges: I. SUMMARY 1. From January 2013 to December 2015, Wilfredo Felix--the Chief Executive Officer, Chief Financial Officer,

    Reference 2018058286901data-portal.finra.orgfinra.orgdata-portal.finra.org

Other names1

Also known as1

Primex

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