Type not stated

RICHARD COSKEY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/11/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Mark Harper ("Harper") Registered Representative CRD #4148035 Richard Coskey ("Coskey") Registered Principal CRD #54880 Bentley-Lawrence Securities, Inc. Broker-Dealer CRD #13174 Respondents. Diciplinary Proceeding No. 2007011333401 Hearing Officer Lawrence Bernard

    Reference 2007011333401data-portal.finra.orgfinra.org

Other names1

Also known as1

COSKEY

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