Nex Systems
Type not stated

RKCA Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/20/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048232601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: RKCA, Inc. (“Respondent” or “RKCA”) CRD Number: 17655 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2016048232601data-portal.finra.orgfinra.org

Other names2

Also known as2

RKCARespondent

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