RONALD R. COVINGTON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/24/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE WAIVER AND CONSENT NO. 2010025367602 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ronald R. Covington (''Covington"), Respondent General Securities Representative CRD No. 1328039 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Ronald R. Covington, submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2010025367602data-portal.finra.orgfinra.org
Other names1
Also known as1
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