SHEIK F. KHAN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/10/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2015045211101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Sheik F. (Abida) Khan, Respondent Investment Company Shares and Variable Contracts Representative CRD No. 2448117 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver, and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2015045211101data-portal.finra.orgfinra.org
Other names1
Also known as1
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