WEIMING FRANK HO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/17/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022099101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Integral Financial LLC, Respondent (BD No. 120343) Weiming (Frank) Ho, Respondent (CRD No. 2692573) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents integral Financial LLC ("Integral" or the "Firm") and Weiming (Frank) Ho ("Ho") (collectively, "Respondents") submit this Letter of Acceptance, Waiver and
Reference 2010022099101data-portal.finra.orgfinra.org
Other names1
Also known as1
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