Nex Systems
Person

Chu, Jane

Financial crime

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Effective
    5 Mar 2018

    Civil Money Penalty (CMP); Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D and CMP

    BSA/AML

    Payment Processing/Payment Systems

    Affiliate Transactions (incl. Reg W)

    Customer/Enhanced Due Diligence (CDD/EDD)

    Inaccurate / Incomplete / False Books and Records

    Lending Issues

    False Statements / Obstruction

    Loans to Insiders (incl. Reg O)

    Reference AA-EC-2017-76apps.occ.gov

  • Effective
    27 Jun 2012

    Civil Money Penalty (CMP)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    CMP

    Legal Lending Limit

    Lending Issues

    Loans to Insiders (incl. Reg O)

    Affiliate Transactions (incl. Reg W)

    Reference AA-EC-12-11apps.occ.gov

Addresses1

  • Carson, CA

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