Nex Systems
Company

M.Y. Safra Bank, FSB

Financial crime

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    30 Jan 2020

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    OFAC Compliance Issue

    SAR/CTR Monitoring/Filing Issue

    BSA Officer

    BSA/AML

    Noncompliance with Enforcement Action

    BSA Violation Cited

    Board / Management Oversight

    BSA SAR Violation / 12 CFR 21.11 or 163.180

    BSA Internal Controls

    Earnings

    Customer/Enhanced Due Diligence (CDD/EDD)

    Strategic Planning

    BSA Training

    BSA Program Violation / 12 CFR 21.21

    BSA Independent Testing/Audit

    BSA Risk Assessment

    Reference AA-NE-2020-5apps.occ.gov

Identifiers1

IdentifierNumber
Registration number715731

Addresses1

  • New York, NY

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