Quontic Bank

Financial crime

United States. Named in 3 sanctions listings.

Sanctions and listings3

Effective
29 Oct 2018
Formal Agreement
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
FA
Board / Management Oversight
Strategic Planning
Capital
Liquidity
Sensitivity to Market Risk
apps.occ.gov
Effective
22 Jul 2014
Formal Agreement
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
FA
Other Lending Deficiencies
Insider Issues
BSA/AML
Enterprise Governance / Internal Controls / General Risk Management
Board / Management Oversight
Earnings
Violation Cited (Other)
Customer/Enhanced Due Diligence (CDD/EDD)
Inaccurate / Incomplete / False Books and Records
Strategic Planning
Lending Issues
Compliance Risk Management
Capital
Problem Loan Identification
Allowance for Losses (ALLL / ACL)
Loan Review
Reference AA-NE-2014-74apps.occ.gov
Effective
5 Oct 2022
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D
Third Party Risk Management
Other Lending Deficiencies
Concentration Risk Management
Noncompliance with Enforcement Action
Enterprise Governance / Internal Controls / General Risk Management
Board / Management Oversight
Appraisals
Inaccurate / Incomplete / False Books and Records
Strategic Planning
Lending Issues
Capital
Liquidity
Internal Audit
Audit
Reference AA-ENF-2022-25apps.occ.gov

Identifiers1

Identifier	Number
Registration number	717974

Addresses2

New York, NY
Astoria, NY

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