Nex Systems
Company

MUFG Bank, Ltd. Primary NY Branch

Financial crime

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Effective
    9 Nov 2017

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    OFAC Compliance Issue

    BSA Internal Controls

    BSA/AML

    Reference AA-EC-2017-70apps.occ.gov

  • Effective
    21 Feb 2019

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    SAR/CTR Monitoring/Filing Issue

    BSA Officer

    BSA/AML

    BSA Violation Cited

    BSA Internal Controls

    Customer/Enhanced Due Diligence (CDD/EDD)

    BSA Training

    BSA Program Violation / 12 CFR 21.21

    BSA Independent Testing/Audit

    BSA Risk Assessment

    BSA SAR Violation / 12 CFR 21.11 or 163.180

    Reference AA-EC-2019-7apps.occ.gov

Identifiers1

IdentifierNumber
Registration number80138

Addresses1

  • New York, NY

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