Nex Systems
Person

Ahluwalia, Ridhima

Financial crime

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    27 Aug 2020

    Civil Money Penalty (CMP); Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D and CMP

    SAR/CTR Monitoring/Filing Issue

    BSA/AML

    Enterprise Governance / Internal Controls / General Risk Management

    BSA Violation Cited

    BSA Program Violation / 12 CFR 21.21

    BSA Risk Assessment

    BSA SAR Violation / 12 CFR 21.11 or 163.180

    Reference AA-EC-2020-23apps.occ.gov

Addresses1

  • Newark, NJ

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