Nex Systems
Person

Murphy, Phillip D.

Financial crime

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    20 Jan 2015

    Prohibition/Removal Orders; Civil Money Penalty (CMP)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    Prohibition and CMP

    Breach of Fiduciary Duty

    Securities Activities

    Violation Cited (Other)

    Inaccurate / Incomplete / False Books and Records

    Trading & Securities

    Reference AA-EC-08-57apps.occ.gov

Addresses1

  • Charlotte, NC

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