Nex Systems
Person

Dowdell, Kirk N.

Financial crime

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Effective
    20 Sep 2016

    Prohibition/Removal Orders; C&D or PC&D Requiring Restitution; Civil Money Penalty (CMP); Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    CMP, C&D, prohibition and REST

    Insider Issues

    Expense Abuse

    Breach of Fiduciary Duty

    Violation Cited (Criminal Statute)

    Lending Issues

    Loans to Insiders (incl. Reg O)

    Theft / Misappropriation of Funds

    Reference AA-EC-2014-72apps.occ.gov

  • Effective
    11 Jul 2016

    Notice of Charges

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    Notice

    Insider Issues

    Expense Abuse

    Breach of Fiduciary Duty

    Violation Cited (Criminal Statute)

    Lending Issues

    Loans to Insiders (incl. Reg O)

    Theft / Misappropriation of Funds

    apps.occ.gov

Addresses1

  • Sacramento, CA

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