Stanley Kaplan

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement; filed
Reference 26209Reference 25768sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25903sec.gov sec.gov sec.gov

Supporting documents3

Joseph M. Dupont, et al.
2023-07-06
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25768
Joseph M. Dupont et al.
2023-11-28
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25903
Joseph M. Dupont; Shawn P. Cronin; Stanley Kaplan; Paul Feldman; and Jarett G. Mendoza
2025-01-03
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26209

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