Paul Feldman

Regulator action

Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement; filed
Reference 26209Reference 25768sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov

Supporting documents2

Joseph M. Dupont, et al.
2023-07-06
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25768
Joseph M. Dupont; Shawn P. Cronin; Stanley Kaplan; Paul Feldman; and Jarett G. Mendoza
2025-01-03
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26209

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