Nicole Birch

Regulator action

Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 25298Reference 25407sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov

Supporting documents2

Robert Samuel Shumake, Jr., et al
2022-01-03
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25298
Robert Samuel Shumake, Jr., et al
2022-06-02
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25407

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