Joseph M. Dupont

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25903sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement; filed
Reference 26209Reference 25768sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov

Supporting documents3

Joseph M. Dupont et al.
2023-11-28
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25903
Joseph M. Dupont; Shawn P. Cronin; Stanley Kaplan; Paul Feldman; and Jarett G. Mendoza
2025-01-03
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26209
Joseph M. Dupont, et al.
2023-07-06
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25768

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.