The Estate of Stephen Romney Swensen

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 26377sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25560sec.gov sec.gov sec.gov

Supporting documents2

Wendy Swensen
2025-08-18
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26377
The Estate of Stephen Romney Swensen, and Crew Capital Group, LLC, Defendants, Wendy Swensen, Saria C. Rodriguez, WS Family IP, and Wingman, and Swensen Capital, Relief Defendants
2022-10-18
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25560

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