Robert V.A. Harra, Jr.

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25691sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal consent judgement
Reference 25568sec.gov sec.gov

Supporting documents2

Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard
2023-04-11
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25691
David R. Gibson, et al.
2022-11-03
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25568

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