Hector Perez

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesOther
partial consent judgment
Reference 25221sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement; other
Reference 25693Reference 25738sec.gov sec.gov sec.gov

Supporting documents3

Jonah Engler and Barbara Desiderio
2023-04-17
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25693
Engler, et al.
2023-05-30
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25738
Engler, et al.
2021-09-24
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25221

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