Jeffrey K. Galvani

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 26092sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25579sec.gov sec.gov sec.gov

Supporting documents2

GEL Direct Trust, GEL Direct, LLC, Jeffrey K. Galvani, and Stuart A. Jeffery
2022-11-17
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25579
GEL Direct LLC, GEL Direct Trust, Jeffrey K. Galvani, and Stuart A. Jeffery
2024-08-30
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26092

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