Catherine DeFrancesco

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFiled
Reference 25610sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement
Reference 25771sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov

Supporting documents2

Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
2023-01-06
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25610
Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
2023-07-07
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25771

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