Shane Schmidt

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal judgement; other
partial judgment
Reference 25563Reference 25200sec.gov sec.gov sec.gov sec.gov
Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal consent judgement
Reference 26588sec.gov sec.gov sec.gov

Supporting documents3

Shane Schmidt
2026-07-17
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26588
Gomes et al.;
2021-09-10
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25200
Gomes et al.
2022-10-21
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-25563

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