Joseph C. Lewis

Regulator action

Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Securities and Exchange CommissionUS SEC Litigation ReleasesUnited StatesFinal consent judgement
Reference 26489sec.gov sec.gov sec.gov sec.gov sec.gov sec.gov

Supporting documents1

Joseph C. Lewis, Carolyn W. Carter, Patrick J. O’Connor, and Bryan L. Waugh
2026-02-24
https://www.sec.gov/enforcement-litigation/litigation-releases/lr-26489

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